How Does SEC’s OCIE Cybersecurity Initiative Affect Cloud Computing?


In April, the SEC’s Office of Compliance Inspections and Examinations (OCIE) made headlines as they released a Risk Alert stating they would be examining the information security posture of “more than 50” registered broker-dealers and investment advisors. As we provide secure cloud services to organizations that may be examined as part of this process, we’re watching with interest.



In April, the SEC’s Office of Compliance Inspections and Examinations (OCIE) made headlines as they released a Risk Alert stating they would be examining the information security posture of “more than 50” registered broker-dealers and investment advisors. As we provide secure cloud services to organizations that may be examined as part of this process, we’re watching with interest.

In particular, we wanted to know: how does the OCIE cybersecurity initiative affect cloud computing?

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Stratosec Compliance as a Service provides secure cloud infrastructure to finance, healthcare, and other risk-sensitive organizations.
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John Kinsella
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